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Horizonte Médico (Lima)

versão impressa ISSN 1727-558X

Horiz. Med. vol.23 no.3 Lima jul./set. 2023  Epub 13-Set-2023

http://dx.doi.org/10.24265/horizmed.2023.v23n3.07 

Original article

Workplace harassment and burnout syndrome among health personnel at a referral hospital

Diego Marín Marín*  1  2  , Otorhinolaryngologist, master’s degree in Occupational Health
http://orcid.org/0000-0002-1913-328X

Alonso Soto3  4  , Internist, PhD in Medical Sciences
http://orcid.org/0000-0001-8648-8032

1Universidad Científica del Sur, School of Health Sciences. Lima, Peru.

2Hospital III Suárez Angamos, Surgery Department. EsSalud. Lima, Peru.

3Universidad Ricardo Palma, Instituto de Investigación en Ciencias Biomédicas (INICIB, Institute for Biomedical Science Research). Lima, Peru.

4Hospital Nacional Hipólito Unanue, Medicine Department. Lima, Peru.

ABSTRACT

Objective:

To determine the association between workplace harassment and burnout syndrome among healthcare personnel of a Peruvian referral hospital.

Materials and methods:

An analytical cross-sectional study which included internists, surgeons, nurses, residents, interns and nursing technicians from the Medicine and Surgery departments of Hospital Nacional Hipólito Unanue in Lima, Peru. The Maslach Burnout Inventory-Human Services Survey (MBI-HSS) and the Negative Acts Questionnaire-Revised (NAQ-R) were used for the assessment of burnout and harassment, respectively. Additionally, the association with age, gender, occupation, marital status, workplace, salary satisfaction, family burden, physical activity, harmful habits, vacations, religious affiliation, number of jobs, monthly remuneration, job tenure, working hours per week, number of patients seen per day, weekly shifts and rest hours was evaluated. A multivariate analysis was conducted using a multiple logistic regression model and the presence or absence of burnout as an outcome variable.

Results:

The study consisted of 206 participants, out of whom 22 (10.7 %) suffered burnout and 27 (14 %) moderate to severe harassment. In the bivariate analysis, age (OR 0.94; 95 % CI 0.89-0.99; p = 0.02), marital status such as married and cohabiting (OR 2.85; 95 % CI 1.01-8.06; p = 0.04) and harassment (OR 5.20; 95 % CI 1.92-14.09; p = 0.009) were associated with burnout. In the multivariate analysis, the only significant predictor of burnout was workplace harassment. Moderate to severe harassment was associated with OR 4.00 (95 % CI 1.4-11.3; p = 0.009) compared to mild harassment.

Conclusions:

It is important to identify health workers suffering workplace harassment due to its strong association with burnout syndrome. It is essential to carry out further research to understand and address the problem of workplace harassment and its influence on the development of burnout, as well as studies to evaluate interventions aimed at preventing both workplace harassment and burnout.

Keywords: Bullying; Harassment, Non-Sexual; Burnout, Professional

Introduction

Workplace harassment and burnout syndrome among healthcare personnel have psychopathological and behavioral consequences that affect health at individual and organizational level 1,2. Burnout is defined as a psychological syndrome characterized by emotional exhaustion, depersonalization and reduced personal accomplishment that can occur among individuals while performing their work with other people. This may affect workers psychologically, thus damaging their work (absenteeism, accidents, lack of motivation and negativism) and family (divorces and indifference), and even induce them to commit suicide 3-5. Furthermore, such condition is associated with poor patient care and malpractice increase among physicians 4,5. The frequency in which burnout is present among healthcare workers is very different: it may range between 3 % and 78 % in different studies 6-8.

Workplace harassment is defined as the systematic exposure to humiliation, hostile and violent behaviors, and oppressive unethical communication against one or more workers 2. Harassed subjects experience high levels of stress, musculoskeletal disorders, sleep disturbances, headaches, hypertension and gastrointestinal distress 9. Rates range between 8 % and 40 % among healthcare personnel 2,9. A study found that over 70 % of hospitals had cases of discrimination and workplace and sexual harassment by surgeons 10. Other studies found that 64 % of surgical residents, 57 % of females and 30 % of family physicians suffered workplace harassment 11,12.

Workplace harassment and burnout syndrome involve psychological and psychosomatic consequences that affect productivity and thus increase working hours lost 1,2,13.

Although exposure to harassment could be an important factor associated with the development of burnout syndrome, there are few studies 13,14 that have determined this association among healthcare workers. The present study aimed to determine the association between workplace harassment and burnout syndrome among health personnel at a referral hospital in Lima, Peru.

Materials and methods

Study design and population

This was an analytical cross-sectional study. The universe consisted of internists, surgeons, nurses, residents, medical interns and nursing technicians from the Medicine and Surgery departments of Hospital Nacional Hipólito Unanue in Lima, Peru. The sample size was calculated for an association with OR15 3 based on an 80 % power and 95 % confidence interval. Due to the possibility of missing data and in order to increase the study statistical power, it was decided to include 207 participants.

The study excluded healthcare personnel who did not complete the questionnaires and those who refused to participate, as well as administrative staff and from other services that did not care for patients directly.

Variables and measurements

The dependent variable was the presence of burnout syndrome among health personnel measured by the Maslach Burnout Inventory-Human Services Survey (MBI-HSS), and the independent variable was the presence of workplace harassment measured by the Negative Acts QuestionnaireRevised (NAQ-R). The study included covariables such as age, gender, occupation, marital status, workplace, salary satisfaction, family burden, physical activity, harmful habits, vacations, religious affiliation, number of jobs, monthly remuneration, job tenure, working hours per week, number of patients seen per day, weekly shifts and rest hours.

The MBI-HSS—adapted to health personnel for the evaluation of burnout 3,16—and the NAQ-R to evaluate workplace harassment were used 17,18. The MBI-HSS measures the three aspects of burnout syndrome: emotional exhaustion, depersonalization and personal accomplishment. A high score in the dimensions of emotional exhaustion (more than 27 points) and depersonalization (more than 10 points) and a low score in personal accomplishment (less than 33 points) allows diagnosing this syndrome. The MBI-HSS has been studied and validated in healthcare occupational groups (1,3,8,14,16). The NAQ-R—validated among health personnel 17,18— measures exposure to workplace harassment within the last six months 17,18 and consists of three interrelated factors: work-related harassment (7 items), personrelated harassment (12 items) and physical intimidation (3 items) 13,17,18. Values of 22-44, 44-66, 66-88 and 88-110

points were used to account for a low, moderate, severe and very severe score of harassment, respectively. The recruitment of participants was conducted with the prior consent of the Medicine and Surgery departments of the abovementioned hospital. The data collection card and informed consent form were delivered to each participant in person to be filled out anonymously. Data was collected at the end of the medical round at the general ward and at the end of the outpatient consultation from February to March 2018.

Statistical analysis

A Microsoft Excel database was created, and the statistical analysis was performed using STATA Statistical Software Release 11 (Stata Corporation, College Station, TX). Descriptive (univariate) statistics was calculated with measures of central tendency (mean) and dispersion (standard deviation) according to the data distribution. The bivariate analysis assessed the association between

dependent variables (presence or absence of burnout syndrome) and independent variables using the chisquare and Student’s t tests for categorical and numerical variables, respectively.

The multivariate analysis was conducted using a multiple regression logistic model, with the presence of burnout as an outcome variable, and harassment and significant variables in the bivariate analysis as predictor variables. The resulting multivariate model was refined later, with the successive exclusion of variables with higher p values until getting a final model in which all the predictor variables were significant. A p value < 0.05 was considered statistically significant.

Ethical considerations

The study complied with the principles of the Declaration of Helsinki 19 and was approved by the institutional research ethics committees of Hospital Nacional Hipólito Unanue (33821) and Universidad Científica del Sur (278-2018). An informed consent form was included to administer the surveys.

Results

A total of 207 healthcare workers from the Medicine and Surgery departments were evaluated. Only one participant was excluded because of missing data in the survey. Among the 206 evaluated participants, 22 (10.7 %) experienced burnout. The mean age was 37 ± 12 years, and the number of female participants in the study was 128 (62 %) (Table 1). Most of the participants were nurses and nursing technicians. Table 2 shows the classification by type of personnel with and without burnout.

Table 1 Personal and labor characteristics of health personnel 

Variable Total (N = 206) With burnout (n = 22) Without burnout (n = 184) p value
Age (SD) 37.57 (12.00) 31.68 (8.30) 38.28 (12.19) 0.01
Female sex 128 (62.14 %) 11 (50.00 %) 117 (63.59 %) 0.21
Professionals 98 (47.57 %) 9 (40.91 %) 89 (48.37 %) 0.52
Technicians 70 (33.98 %) 7 (31.82 %) 63 (34.24 %) 0.52
Medical interns 38 (18.45 %) 6 (27.27 %) 32 (17.39 %) 0.52
Permanent staff 131 (63.59 %) 12 (54.55 %) 119 (64.67 %) 0.35
Having a steady partner 89 (43.20 %) 5 (22.73 %) 84 (45.65 %) 0.04
Workplace: general ward 158 (76.70 %) 17 (77.27 %) 141 (76.63 %) 0.85
General ward, emergency room and/or operating room 23 (11.17 %) 3 (13.64 %) 20 (10.87 %) 0.85
Salary satisfaction 36 (17.48 %) 4 (18.18 %) 32 (17.39 %) 0.92
Dependents 111 (53.88 %) 8 (36.36 %) 103 (55.98 %) 0.08
Would choose their job again 164 (79.61 %) 15 (68.18 %) 149 (80.98 %) 0.15
More than two jobs 19 (9.20 %) 2 (9.00 %) 17 (9.20 %) 1
Monthly remuneration under 2,000 soles 87 (42.20 %) 13 (59.00 %) 74 (40.20 %) 0.09
More than two years at the same job 135 (65.50 %) 13 (59.00 %) 122 (66.30 %) 0.5
Less than 36 working hours per week 42 (20.30 %) 2 (9.00 %) 40 (21.70 %) 0.16
More than 20 patients seen per day 99 (48.00 %) 11 (50.00 %) 88 (47.80 %) 0.84
More than two weekly shifts 99 (48.00 %) 13 (59.00 %) 86 (46.70 %) 0.27
More than eight hours of sleep per day 20 (9.70 %) 1 (4.50 %) 19 (10.30 %) 0.7

SD: standard deviation.

Table 2 Classification by type of personnel with and without burnout 

Type of personnel Total (N = 206) With burnout (n = 22) Without burnout (n = 184) p value
Internists 9 (4.30 %) 0 (0.00 %) 9 (100.00 %)
Surgeons 12 (5.80 %) 1 (8.30 %) 11 (91.70 %)
Nurses 62 (30.10 %) 4 (6.50 %) 58 (93.50 %)
Nursing technicians 70 (34.00 %) 7 (10.00 %) 63 (90.00 %) 0.2
Residents 13 (7.90 %) 4 (30.80 %) 9 (69.20 %)
Medical interns 37 (17.90 %) 6 (16.20 %) 31 (83.80 %)

The number of participants who suffered low and moderate to severe workplace harassment was 178 (86 %) and 28 (14 %), respectively (Table 3). No worker experienced very severe harassment. The mean NAQ-R score in the total population was 34. Table 4 shows the comparison of burnout with harassment by occupational group.

Table 3 Type of personnel and workplace harassment 

Type of personnel Total (N = 206) Low harassment (n = 178) Moderate to severe p value harassment (n = 28) p value
Internists 9 (100.00 %) 9 (100.00 %) 0 (0.00 %)
Surgeons 12 (100.00 %) 8 (66.60 %) 4 (33.30 %)
Nurses 62 (100.00 %) 59 (95.20 %) 3 (4.80 %)
Nursing technicians 70 (100.00 %) 62 (88.60 %) 8 (11.40 %) 0.009
Residents 13 (100.00 %) 10 (76.90 %) 3 (23.00 %)
Medical interns 37 (100.00 %) 27 (72.90 %) 10 (27.00 %)

Table 4 Comparison of burnout with harassment per occupational group 

Occupational group Harassment Total (N = 206) With burnout (n = 22) Without burnout (n = 184) p value
Assistant physicians Low 17 (80.90 %) 0 (0.00 %) 17 (80.90 %) 0.035
Moderate to severe 4 (19.00 %) 1 (4.70 %) 3 (14.20 %)
Nurses Low 59 (95.10 %) 3 (4.80 %) 56 (90.30 %) 0.052
Moderate to severe 3 (4.80 %) 1 (1.60 %) 2 (3.20 %)
Nursing technicians Low 62 (88.50 %) 4 (5.70 %) 58 (82.80 %) 0.006
Moderate to severe 8 (11.40 %) 3 (4.20 %) 5 (7.10 %)
Residents Low 10 (76.90 %) 3 (23.00 %) 7 (53.80 %) 0.913
Moderate to severe 3 (23.00 %) 1 (7.70 %) 2 (15.30 %)
Medical interns Low 27 (72.90 %) 4 (10.80 %) 23 (62.10 %) 0.704
Moderate to severe 10 (27.00 %) 2 (5.40 %) 8 (21.60 %)

Concerning the bivariate analysis, it was found that age with OR 0.94 (95 % CI 0.89-0.99; p = 0.02), marital status with OR 2.85 (95 % CI 1.01-8.06; p = 0.04) and NAQ-R scores with OR 5.20 (95 % CI 1.92-14.09; p = 0.009) (work-related harassment, person-related harassment and physical intimidation) were statistically significant. Participants with burnout were significantly younger (median age 30 years vs. 36 years; p = 0.012) and had a steady partner (22.7 % vs. 45.6 %; p = 0.04).

When analyzing the NAQ-R as a categorical variable, by dichotomizing it in low (22 to 44 points) and moderate to severe (> 44 points) levels of harassment, it was found that 36 % of the participants with burnout suffered at least moderate harassment, while among those without burnout only 10 % experienced this level of harassment (p < 0.01).

In the multivariate analysis, the NAQ-R score was the only significant burnout predictor. The presence of moderate harassment was associated with OR 4.00 (95 % CI 1.4-11.3; p = 0.009) compared to a low level of harassment (Table 5).

Table 5 Association between burnout and workplace harassment: results of raw analysis and ageand marital status-adjusted analysis 

Variable Raw analysis OR (95 % CI) p value Adjusted analysis OR (95 % CI) p value
Moderate to severe harassment 5.20 (1.92-14.09) 0.001 4.00 (1.40-11.36) 0.009
(NAQ-R score > 44)*
Age 0.94 (0.89-0.99) 0.02 0.96 (0.91-1.01) 0.179
Civil status (married and cohabiting) 2.85 (1.01-8.06) 0.04 2.16 (0.70-6.60) 0.176

*Compared to low harassment; NAQ-R: Negative Acts Questionnaire-Revised.

Discussion

The main finding of the study is the strong association between workplace harassment and the presence of burnout. This association was consistent in both the raw and adjusted analysis. Healthcare workers who did not suffered harassment had a very low frequency of burnout, while those harassed had a frequency of burnout of near 90 %, regardless of other factors. Although the high frequency evidenced in the study, there are few publications in the region that have associated burnout with harassment among healthcare personnel 13,14,20,21,22. Research studies conducted in Korea 13,22, Portugal 14 and France 20 have shown results consistent with this work.

The frequency of burnout in research studies conducted among healthcare workers has been extremely variable 4,5,8: the results have ranged between 2.8 % 8 and 52 % 4, depending on the population studied.

Regarding the frequency of workplace harassment among healthcare personnel, the finding of 14 % is different from the figures determined in other two studies 10,23, which showed a prevalence of 39 % among surgeons and 57 % among residents in their first years in Oceania. Nevertheless, such result is similar to that found by Sá et al., who reported a prevalence of 13 % of workplace harassment among nurses of the public health system in Portugal 14.

On the other hand, the frequency of 30.7 % of burnout and 23 % of moderate to severe harassment among residents from the Medicine and Surgery departments is different from that found by Llewellyn et al. 23, who determined 57 % of harassment in residents in their first years in Australia in 2015. Hu et al. 24, in the United States in 2018, identified that harassment was frequent among general surgery residents, especially females, and was associated with exhaustion and suicidal ideation.

In addition, the present study found 33.3 % of moderate to severe harassment among surgeons, which is similar to the figure determined by Ling et al. 11. Surgical specialty is not excepted from cases of workplace harassment since surgical assistants and residents are more likely to be victims of harassment compared to other personnel members 11.

The frequency of 6.4 % of burnout and 4.8 % of moderate to severe harassment among nursing personnel differs from the finding of Udho et al. 5, who reported a frequency of burnout of 36 % among nurses in Uganda. Sá et al. 14 found a prevalence of 13 % of harassment among nurses of the public health system in Portugal. Harassed nurses reported absenteeism and high job turnover 9. Harassment among nurses may be associated with organizational culture, including hierarchical management and the lack of empowerment among nursing personnel 25-29.

The results are important because they allow identifying healthcare workers who experience workplace harassment as a risk group that may develop burnout syndrome. Interventions addressed to solve this problem may be useful to prevent the development of burnout syndrome. However, the usefulness of these possible interventions should be assessed by properly designed intervention studies.

The present study is considered the first one in Peru that relates exposure to workplace harassment with the presence of burnout syndrome among healthcare workers. However, its findings must be considered carefully due to some limitations. The main limitation of this study is that the NAQ-R as a tool might not reflect the real magnitude of harassment. Though it does not invalidate the results, it should be complemented with qualitative studies to have a more comprehensive view.

In conclusion, it is important to identify health workers suffering workplace harassment due to its strong association with burnout syndrome. It is essential to carry out further research to understand and address the problem of workplace harassment and its influence on the development of burnout, as well as studies to evaluate interventions aimed at preventing both workplace harassment and burnout. Finally, it is a priority to include the mental health of healthcare workers themselves and its determinants as a part of human resource management in healthcare services.

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Funding sources: This article was funded by the authors.

Received: January 02, 2023; Revised: February 08, 2023; Accepted: February 16, 2023

Corresponding author: Diego Marín Marín Address: Jr. Río Amazonas 3215 Urb. Canto Rey, San Juan de Lurigancho. Lima, Perú. Telephone: (+51) 950 181 879 E-mail: diego.franco.marin@gmail.com

This study was presented at the V International Conference "Premio APJ a la Investigación en Salud" (Peruvian Japanese Association Award for Health Research), the XXIX International Course organized by Policlínico Peruano Japonés and the X International Course "Visión y Avances en la Medicina Actual" (View and Advances in Current Medicine) offered by Clínica Centenario Peruano Japonesa. Teatro Peruano Japonés (Peruvian Japanese Theater). Lima, Peru.

Author contributions: The authors participated in the conceptualization, methodology, original draft and writing (review and editing) of the manuscript.

Conflicts of interest: The authors declare no conflicts of interest.

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