SciELO - Scientific Electronic Library Online

 
vol.32 número2Implementación de las curvas de diseño ramcodes de suelos de subrasante no saturados en el diseño de pavimentos flexiblesComparación del desempeño sísmico de un puente continuo utilizando aisladores del tipo elastomérico y friccional deslizante índice de autoresíndice de assuntospesquisa de artigos
Home Pagelista alfabética de periódicos  

Serviços Personalizados

Journal

Artigo

Indicadores

  • Não possue artigos citadosCitado por SciELO

Links relacionados

  • Não possue artigos similaresSimilares em SciELO

Compartilhar


Tecnia

versão impressa ISSN 0375-7765versão On-line ISSN 2309-0413

Tecnia vol.32 no.2 Lima jul./dez. 2022  Epub 08-Ago-2022

http://dx.doi.org/10.21754/tecnia.v32i2.1379 

Artículos originales

Efficiency of energy dissipators in the seismic response of buildings

Eficiencia de los disipadores de energía en la respuesta sísmica de las edificaciones

Keyvin Saldaña1  * 

Hugo Scaletti2 

1 Golder Associates Perú S.A., Lima, Perú

2 Facultad de Ingeniería Civil, Universidad Nacional de Ingeniería, Lima, Peru

ABSTRACT

This paper aims to study the efficiency of energy dissipators, both fluid viscous and hysteretic, to improve the seismic responses of buildings. To quantify the ability of energy dissipators to reduce seismic responses, a series of time history analyzes were carried out on simplified models of buildings. These simplified models consist of masses and springs with linear and elastic behavior whose properties are obtained from a shear beam model, joined by link elements with non-linear behavior to simulate energy dissipators. The main study parameters that were considered are the fundamental period of the structure without seismic control devices and the objective reduction factor. Likewise, a procedure is proposed for the dimensioning of the hysteretic dampers that will be incorporated into a building. On the other hand, the main building of the Lima airport was used as a case study, for which two alternatives are proposed, each one with a different type of energy dissipator, but both designed to have similar performance. Finally, the reductions obtained by both the simplified and three-dimensional models are compared. It is concluded that the simplified models allow a fast and acceptable prediction of the levels of reduction of the seismic response in buildings that incorporate energy dissipators.

Keywords: Energy dissipators; Fluid viscous dampers; Hysteretic dampers

RESUMEN

Este trabajo tiene como objetivo estudiar la eficiencia de los disipadores de energía, tanto fluido viscoso como histerético, para mejorar las respuestas sísmicas de los edificios. Para cuantificar la capacidad de los disipadores de energía para reducir las respuestas sísmicas, se llevó a cabo una serie de análisis de la historia del tiempo en modelos simplificados de edificios. Estos modelos simplificados consisten en masas y resortes con comportamiento lineal y elástico cuyas propiedades se obtienen a partir de un modelo de viga cortante, unidos por elementos de enlace con comportamiento no lineal para simular disipadores de energía. Los principales parámetros de estudio que se consideraron son el período fundamental de la estructura sin dispositivos de control sísmico y el factor de reducción objetivo. Asimismo, se propone un procedimiento para el dimensionamiento de los amortiguadores histeréticos que se incorporarán a una edificación. Por otro lado, se utilizó como caso de estudio el edificio principal del aeropuerto de Lima, para lo cual se proponen dos alternativas, cada una con un tipo diferente de disipador de energía, pero ambas diseñadas para tener un desempeño similar. Finalmente, se comparan las reducciones obtenidas tanto por el modelo simplificado como por el tridimensional. Se concluye que los modelos simplificados permiten una predicción rápida y aceptable de los niveles de reducción de la respuesta sísmica en edificaciones que incorporan disipadores de energía.

Palabras clave: Disipadores de energía; Amortiguadores fluido-viscosos; Amortiguadores histeréticos

1. INTRODUCTION

In countries with high seismic activity, such as Peru, the structural design of buildings is governed by seismic forces. However, while current design standards guarantee that buildings will not collapse in the event of a severe earthquake, they do not guarantee avoiding structural and non-structural damage [1].

The use of energy dissipators is presented as a viable alternative to the current philosophy of structural design that is based on admitting a certain level of damage in a severe earthquake [2]. Energy dissipators are devices that increase the energy dissipation capability of the building to which they are attached by conversion of mechanical energy into heat energy; thus, causing less damage to structural elements [3].

The main advantage of energy dissipators is that they allow the reduction of seismic demand on the main structure and concentrate the damage in previously identified points or elements. In addition, these devices are activated at low velocities and displacements, can be placed in existing buildings and develop stable hysterical behaviors. However, hysteretic dampers (HD) have the disadvantage that they may require replacement after a severe earthquake, while the downside of fluid viscous dampers (FVD) could suffer from fluid seal leakage (reliability concern) [4].

An important aspect to consider within the structural design of buildings with energy dissipators is the dimensioning of these devices. Currently, there are no standardized procedures to carry out this process; thus, dimensioning of energy dissipators ends up being in many cases the result of a trial-and-error procedure [5].

This research aims to determine the efficiency of energy dissipators, both fluid viscous and hysteretic, quantifying to what extent the seismic responses of buildings, such as displacements, velocities, and accelerations, are reduced. This would provide new tools to engineers in order to make correct decisions in the process of selecting the type of seismic protection system to use. In addition, a procedure is proposed for the dimensioning of hysterical dampers, which will help to overcome the aforementioned trial-and-error approach.

2. ENERGY DISSIPATORS AND SEISMIC LOADS

2.1 ENERGY DISSIPATION DEVICES

Two different types of energy dissipators were studied in this research. On the one hand, the FVDs (Fig. 1a), which increase the damping of the structure without increasing the stiffness and whose operation depends fundamentally on the relative velocity of its ends. On the other hand, the HDs (Fig. 1b), which are metallic devices that are inserted into structure and are capable of deforming in the inelastic range, allowing them to absorb and dissipate energy through a hysterical process.

Fig. 1 Energy dissipators. (a) Fluid viscous damper (Taylor), (b) Hysteretic dampers (TADAS and SLB). 

A mathematical model, in which the force is proportional to the relative velocity, was used for the hysteresis of the FVDs. Likewise, the Bouc-Wen model was used to predict the non-linear dynamic behavior of hysteretic dampers. Fig. 2 shows the force-displacement relationship for both dissipators.

Fig. 2 Hysteretic models. (a) Hysteretic model for FVD, (b) Bouc-Wen model.  

2.2 SEISMIC RECORDS

Three different seismic records, obtained from REDACIS (CISMID-UNI strong motion network) and RENADIC (national strong motion network of Chile), were used in this research, which share the characteristic of coming from large-magnitude subduction earthquakes. Band-pass frequency filtering and baseline correction were applied to both components of each seismic record. Subsequently, the records were scaled by spectral matching, the target spectrum being the one given by the Peruvian standard E031 [10], with Z = 0.45, U = 1 and S = 1 (where Z, U and S are factors for zone, use or importance and soil amplification, respectively).

TABLE I shows the most important characteristics of the seismic records.

TABLE I Characteristics of the three seismic records considered 

Earthquake Station Source Date # Points dt [s] Component Original PGA [g] Scaled PGA [g]
Lima 1966 Parque de la Reserva REDACIS 10/17/1966 3283 0.02 NS 0.26 0.82 EW 0.18 0.69
Pisco 2007 UNICA REDACIS 08/15/2007 21807 0.01 NS 0.33 0.67 EW 0.27 0.59
Maule 2010 Constitución RENADIC 02/27/2010 28657 0.005 L 0.52 0.61 T 0.61 0.66

3. DIMENSIONING OF ENERGY DISSIPATORS

3.1 DIMENSIONING OF FLUID VISCOUS DAMPERS

The procedure proposed by Silvestri et. al [5] was used for dimensioning the FVDs in this research, both in the case of simplified models and for an existing building. This procedure is characterized by being a simple and practical guide that helps from the choice of a target reduction in the seismic responses to the identification of the mechanical characteristics of the dissipators.

3.2 DIMENSIONING OF HYSTERETIC DAMPERS

In this research, a procedure is proposed for the dimensioning of the mechanical characteristics of the HDs that will be placed in a building. This procedure was evaluated with satisfactory results [11] and consists of the following four steps:

(1)3.2.1 Step 1: Identification of the target reduction factor

The target reduction factor (η) is the ratio of the seismic response of the system with and without hysteretic dampers. For instance, equation (1) shows the target reduction factor with reference to the story drift response.

ηΔ=Δmax with HD Δmax without HD 

3.2.2 Step 2: Time history analysis of the building without hysteretic dampers

The analysis is carried out to obtain the shear forces of each story (V i ), the basal shear force (V b ) and the stiffness of each level (K i ).

(2)3.2.3 Step 3: Identification of the characteristics of nonlinear hysteretic dampers

The parameters that define the Bouc-Wen hysterical behavior of the HDs of each of the levels are calculated with equation (2).

Ke i=λ1Ki Fy i=λ2Vi i 1;n

where λ1 and λ2 are factors that are obtained from Fig. 3 once the target reduction factor has been established and n is the number of levels in the building.

3.2.4 Step 4: Final nonlinear time history analysis

A final nonlinear time history analysis is performed considering the incorporation of hysteretic dampers, in order to calculate the seismic responses and verify if the target reduction factor of Step 1 was achieved.

Fig. 3  η as a function of Ke and Fy. (a) 1 level, (b) 6 levels. 

Fig. 3 is the result of performing many time-history analyses on simplified models of n DOF (degree of freedom) that incorporate hysteretic dampers with nonlinear behavior (such as those in section 4 of this research). For these analyses, the NS component of the Lima 1966 seismic record has been used as ground acceleration. In

Fig. 3, only the results for buildings with 1 and 6 levels are shown; however, similar graphs can be made for buildings with a different number of levels [11].

(3)4. SIMPLIFIED MODELS OF BUILDINGS WITH ENERGY DISSIPATORS

Fig. 4 shows two-dimensional models of buildings with viscous fluid and hysteretic dampers. The simplified models consist of masses and springs with linear and elastic behavior whose properties, such as mass and stiffness, are obtained from a shear beam model, joined by link elements with non-linear behavior to simulate energy dissipators [11].

Fig. 4 Simplified models. (a) FVD, (b) HD, (c) Lateral displacements, (d) Free body diagram. 

From the previous image the following matrix equation is obtained:

Mu¨t+Cu˙t+Kut+Ft=Mτu¨gt

In equation (3), M and K are the n-dimensional matrices of mass and stiffness of the structure, C is the damping matrix (obtained according to Rayleigh's theory [12]), u is a vector that collects the lateral displacements and τ is the n×1 influence vector of the structure associated with the ground motion, u ̈_g. Furthermore, F is a vector related to the forces developed by the energy dissipators, being:

F=F1F2F2F3FiFi+1Fn1FnFn

The value of F_i in equation (4) varies depending on the type of energy that dissipators used, equation ¡Error! No se encuentra el origen de la referencia.) for FVDs and equation ¡Error! No se encuentra el origen de la referencia.) for HDs.

Using numerical integration algorithms (central difference [13] for buildings with FVDs and Runge-Kutta [14] for buildings with HDs) it is possible to calculate the time histories of the seismic responses, such as base shear and top floor displacement and acceleration.

5. AN EXISTING BUILDING

The research case study is the main building of the Lima airport called Jorge Chavez, which was designed and built in the 1960s. The original design was here considered although this building later was retrofitted. It has 10 floors, with a total height of 45 meters. The structural system of this building consists of post-tensioned reinforced concrete frames and shear walls (due to the elevator shaft). It also has a rectangular shape in plan, with greater stiffness in the longitudinal direction than in the transverse direction. Consequently, the main structural problems detected are: torsional irregularity and excessive flexibility in the transverse direction [15].

Two alternatives are proposed to improve the seismic behavior of this building, the first using FVDs and the second incorporating HDs. Both alternatives seek to reduce the story drift to the value of 7 ‰, which is the limit given by the Peruvian standard E030. The results presented are for the transversal direction since it is the most critical.

The structural models in all cases were made using the ETABS software. Fig. 5a and Fig. 5b show the structural models of the building with FVDs and HDs, respectively.

Fig. 5 Structural models. (a) Building with FVDs, (b) Building with HDs. 

The energy dissipators, in both cases installed at all floors, were modeled using link elements with non-linear behavior. The FVDs were placed in a Chevron arrangement with two devices per structural axis, for a total of four devices per floor. While the HDs were placed in a serial configuration with three devices per structural axis, making a total of six devices per floor. On the other hand, dimensioning of both types of energy dissipators was carried out for a target reduction factor of ηΔ=0.4 and taking into account the procedures described in Section 3.

(5)6. RESULTS AND DISCUSSION

The efficiency of energy dissipators is understood as their ability to reduce seismic responses when they are incorporated into a building. The response reduction (R) will be evaluated according to equation (5).

R=1Response with DissipatorsResponse without Dissipators.100%

6.1 TWO-DIMENSIONAL SIMPLIFIED MODELS

By fixing the fundamental period and the number of floors of the building and also considering that its behavior is close to a shear beam, the dynamic properties used to form the equivalent simplified model of this building are obtained ([11], [16]). Likewise, the parameters that characterize the nonlinear behavior of the energy dissipators are obtained through the procedures described in Section 3 of this paper.

Using the aforementioned simplified models, a series of nonlinear time history analyzes were carried out for buildings with a different number of floors and with different target reduction factors. For this, it was considered that the fundamental period of the building as T=0.1n and in all cases only the spectrally matched record of the NS component of the Lima 1966 earthquake was used. Then, using equation (5), seismic response reduction for the base shear and the displacement and acceleration of the top floor was calculated.

In Fig. 6 the reductions of the seismic responses for buildings with FVDs are presented. In all cases a magnification factor f=0.9 (corresponding to a diagonal arrangement of the FVDs) was used. Likewise, Fig. 7 shows the reductions in seismic responses in buildings with HDs.

It should be noted that Fig. 6a and Fig. 6b show that for low values of target reduction factor, ηΔ0.4 (that is, for high damping) and for buildings with many floors (large fundamental periods), the reduction for base shear and for top floor acceleration decreases. This result is expected and is due to the properties of “transmissibility for harmonic excitation TR” ([5],[12]) that increases for increasing values of the damping ratio β in the frequency region characterized by ω/ω>2 (where ω is the natural circular frequency of the structure, and ω the excitation circular frequency).

Fig. 6 Reductions in seismic responses in buildings with FVDs. (a) Base shear, (b) Top floor displacement, (c) Top floor acceleration. 

Fig. 7 Reductions in seismic responses in buildings with HDs. (a) Base shear, (b) Top floor displacement, (c) Top floor acceleration. 

From Fig. 6 and Fig. 7, it is concluded that the use of FVDs and HDs allows reducing the seismic responses of buildings. These reductions are, in most cases, independent of the number of floors and indirectly proportional to the target reduction factor. However, in buildings with FVDs using very low values of ηΔ can have a counterproductive effect if it has many floors (buildings with high fundamental periods), increasing the accelerations and the base shear force.

6.2 EXISTING BUILDING MODEL

6.2.1 Building without energy dissipators

With the ETABS model of the main building of the Jorge Chavez airport, a series of nonlinear time history analyzes were carried out using the three seismic records shown in TABLE I as ground acceleration. In Fig. 8 the story drifts and the displacement of the said building are observed, where it can be seen that the story drifts widely exceed the limit of 7 ‰.

Fig. 8 Seismic responses of the Jorge Chavez building. (a) Story drifts, (b) Lateral displacements. 

6.2.2 Building with FVDs

After incorporating the FVDs, a great reduction in seismic responses is evidenced. Fig. 9 shows the lateral displacements and story drifts, which are below the target limit. Likewise, Fig. 10 shows the displacement of the top floor, comparing the results with and without FVDs.

Fig. 9 Seismic responses of the Jorge Chavez building with FVDs. (a) Story drifts, (b) Lateral displacements. 

Fig. 10 Lateral displacement of the top floor of the Jorge Chavez building with FVDs. 

6.2.3 Building with HDs

By incorporating DHs in the building, a significant reduction in seismic responses is also evidenced. Fig. 11. presents the lateral displacements and story drifts where it is observed that the drifts are below the target limit. Furthermore, Fig. 12 shows the displacement of the top floor, comparing the alternatives with and without HDs.

Fig. 11 Seismic responses of the Jorge Chavez building with HDs. (a) Story drifts, (b) Lateral displacements. 

Fig 12. Lateral displacement of the top floor of the Jorge Chavez building with HDs. 

6.3 COMPARISON BETWEEN SIMPLIFIED MODEL AND 3D MODEL RESULTS

TABLE II and TABLE III compare the reduction percentages of the seismic responses obtained with the three-dimensional model in ETABS and those obtained with the simplified model. In TABLE II it can be seen that both models have similar reduction values for all responses. However, in TABLE III it is observed that there are similar values only in terms of the reduction in displacement, since the reductions in accelerations and base shears are very different.

In the case of buildings with HDs, the simplified models show positive reductions, while the ETABS model has negative values. This indicates that in the 3D model the acceleration and total base shear values are higher with HDs than without HDs. This is because HDs provide additional stiffness to the building. However, it is important to clarify that even when the total base shear force of the building with DHs is higher, a large part of this force is absorbed by the DHs and the main structure (the one to be protected) receives a small percentage of it.

TABLE II Reductions in seismic responses in the building with FVDs 

Reductions in Seismic Responses [%]
Model u10 ü10 Vb
ETABS 63 60 56
Simplified 66 57 49

TABLE III Reductions in seismic responses in the building with HDs 

Reductions in Seismic Responses [%]
Model u10 ü10 Vb
ETABS 50 -52 -54
Simplified 65 48 42

CONCLUSIONS

The simplified models allow a quick and acceptable prediction of the levels of reduction of the seismic response that can be achieved in three-dimensional reinforced concrete buildings that incorporate energy dissipators.

A procedure was proposed for the dimensioning of hysterical dampers that will be incorporated into a building. The graphs used in this procedure are the result of performing a series of nonlinear time history analyzes on simplified models of buildings with hysteretic dampers that have a Bouc Wen hysterical behavior.

As shown in Fig. 6 and Fig. 7, there is a limitation regarding the reductions that can be achieved using energy dissipators (both fluid viscous dampers and hysteretic dampers), said maximum reductions being in the range of 50% and 70% approximately.

The target reduction factor (ηΔ) is the main parameter that controls the percentage of reduction of seismic responses in buildings that incorporate energy dissipators, both fluid viscous dampers and hysteretic dampers. The smaller ηΔ, the greater the reductions obtained.

Hysteretic dampers reduce story drifts and lateral displacements in buildings. However, as the results of the three-dimensional model of the Jorge Chavez airport building show, in certain cases the addition of hysteretic dampers increases the accelerations and the total base shear force of the structure. However, it must be specified that even when the total base shear increases, the effective base shear force received by the main structure is lower compared to the alternative without dissipators, since a large part of the shear is absorbed by the hysteretic dampers.

REFERENCES

1 [] Norma Técnica E.030. Diseño Sismorresistente, Ministerio de Vivienda, Construcción y Saneamiento, Lima, 2018. [ Links ]

2 [] I. G. Buckle, “Passive control of structures for seismic loads”, Bulletin of the New Zealand Society for Earthquake Engineering, vol. 33, no. 3, pp. 209-221, 2000. [ Links ]

3 [] Y. M. Parulekar and G. R. Reddy, “Passive response control systems for seismic response reduction: A state-of-the-art review”, International Journal of Structural Stability and Dynamics, vol. 9, no. 01, pp. 151-177, 2009. [ Links ]

4 [] M. D. Symans, F. A. Charney, A. S. Whittaker, M. C. Constantinou, C. A. Kircher, M. W. Johnson and R. J. McNamara, “Energy dissipation systems for seismic applications: current practice and recent developments”, Journal of structural engineering, vol. 134, no. 01, pp. 3-21, 2008. [ Links ]

5 [] S. Silvestri, G. Gasparini and T. Trombetti, “A five-step procedure for the dimensioning of viscous dampers to be inserted in building structures”, Journal of Earthquake Engineering, vol. 14, no. 3, pp. 417-447, 2010. [ Links ]

6 [] M. Berquist, R. De Pasquale, S. Frye, A. Gilani, A. Klembczyk, D. Lee and C. Winters, Fluid viscous dampers - general guidelines for engineers including a brief history, USA: Taylor Devices Inc, 2019. [ Links ]

7 [] L. Bozzo, H. Gonzales, M. Pantoja, E. Muñoz, J. Ramirez, “Modeling, analysis and seismic design of structures using energy dissipators SLB”, Tecnia, vol. 29, no. 2, pp. 81-90, 2019. [ Links ]

8 [] R. K. Mohammadi, A. Nasri and A. Ghaffary, “TADAS dampers in very large deformations”, International Journal of Steel Structures, vol. 17, no. 2, pp. 515-524, 2017. [ Links ]

9 [] A. E. Charalampakis, “Parameters of Bouc-Wen hysteretic model revisited”, in Proc. 9th HSTAM International Congress on Mechanics, Limassol, 2010. [ Links ]

10 [] Norma Técnica E.031 Aislamiento Sísmico, Ministerio de Vivienda Construcción y Saneamiento, , Lima, 2019. [ Links ]

11 [] K. Saldaña, “Eficiencia de los sistemas de control pasivo en la respuesta sísmica de edificaciones”, C.E. thesis, National University of Engineering, Lima, Peru, 2021. [ Links ]

12 [] A. K. Chopra, Dynamics of structures: Theory and applications to earthquake engineering, 5th edition, NJ, USA: Prentice Hall, 2016. [ Links ]

13 [] K. J. Bathe, Finite Element Procedures, 2nd edition, USA: Klaus-Jurgen Bathe, 2014. [ Links ]

14 [] R. L. Burden and J. D Faires., Numerical Analysis, 9th edition, Pacific Grove, CA, USA: Brooks/Cole, 2011. [ Links ]

15 [] W. Inga, “Mejora de la respuesta dinámica de edificaciones usando amortiguadores de masa sintonizada”, C.E. thesis, National University of Engineering, Lima, Peru, 2015. [ Links ]

16 [] H. Hernández, “Comportamiento sísmico de edificios aislados en la base en distintas etapas del proceso constructivo”, C.E. thesis, National University of Engineering, Lima, Peru, 2015. [ Links ]

Received: November 13, 2021; Accepted: August 08, 2022

* Corresponding author: ksaldanav@uni.pe

Creative Commons License This is an open-access article distributed under the terms of the Creative Commons Attribution License